In support of its mission and core values, 香港六合彩app is committed to conducting its activities with the highest integrity and ethical standards, and in compliance with all applicable laws and 香港六合彩app policies. However, because the legal and regulatory environment is so complex, it often can be difficult to determine the right course of action. The Compliance and Ethics Program provides resources to use in our daily activities to help determine the right course of action and meet our ethical and legal obligations when acting on behalf of the 香港六合彩app. The Program, approved by the 香港六合彩app's Board of Trustees, is administered by the , who reports to the Office of the President and the Audit Committee of the Board.

Compliance and Ethics Program Charter

The mission of the 香港六合彩app’s Compliance and Ethics Program is to establish and maintain a centralized organizational structure that promotes a culture of ethical behavior, reduces the risk of non-compliance with laws, regulations, and 香港六合彩app policies, and supports the 香港六合彩app’s mission. The 香港六合彩app’s Compliance Officer is responsible for the vision and execution of the Compliance and Ethics Program and will:

  • Establish an Executive Compliance Committee consisting of senior officials that will provide regular guidance and input on the implementation of the Compliance and Ethics Program.
  • Establish an Enterprise Risk Management Committee to coordinate the ongoing entity-wide assessment of all aspects of the risk environment and in the implementation of initiatives to mitigate risk.
  • Assist compliance partners across the 香港六合彩app in understanding and fulfilling their compliance responsibilities.
  • Communicate and promote the 香港六合彩app’s Code of Conduct to the 香港六合彩app community.
  • Coordinate the development, review, and approval of 香港六合彩app policies and communicate and promote those policies to the 香港六合彩app community.
  • Establish a mechanism for the 香港六合彩app community to report compliance concerns anonymously and free from fear of retaliation. Establish a formal process for reviewing reports of potential noncompliance, overseeing corrective action for instances of non-compliance, and documenting outcomes.
  • Implement a Compliance Awareness Training program to communicate key compliance risks to the 香港六合彩app community, and to communicate and promote the Compliance and Ethics Program resources available to assist members of the 香港六合彩app community in addressing those risks.
  • Establish ongoing monitoring activities to identify emerging compliance risks, assess the effectiveness of controls to prevent and detect non-compliance, coordinate implementation of new controls and mitigations, and measure the effectiveness of the Compliance and Ethics Program.

The Compliance Officer reports to the Office of the President and to the Audit Committee of the Board of Trustees regarding the status of the Compliance and Ethics Program and ongoing compliance issues and initiatives.